DAVID I. GREENBERGER became a Liddle & Robinson partner on January
1, 2005. Mr. Greenberger has represented clients in various types
of securities and employment law related matters, including investor
fraud and mismanagement, compensation, employment disputes, regulatory
inquiries, whistleblower claims, restrictive covenant cases, and
defamation and tortious interference claims. He has litigated in
both civil and regulatory forums to successful conclusions on behalf
of his clients.
Most recently, in February 2006, Mr. Greenberger was a member of
the Liddle & Robinson trial team that won a landmark $1 million
jury verdict for Philip Spartis, a
former Citigroup stockbroker based
in Atlanta, Georgia, on defamation and false light/invasion of privacy
claims against Stuart C. Goldberg, an attorney who published false
and defamatory allegations concerning Mr. Spartis on his web site.
The web site was designed to solicit clients who would, in turn,
bring claims against Mr. Spartis and Citigroup regarding the management
of their brokerage accounts. The verdict, one of the first of its
type in the country, included $600,000 in punitive damages and $400,000
in compensatory damages.
Mr. Greenberger also has significant experience in the representation
of securities industry professionals involved in both regulatory
investigations and prosecutions by the New York Stock Exchange and
NASD, and defense of claims brought by former customers. Indeed,
Mr. Greenberger was a member of the Liddle & Robinson team that
recently successfully defended Mr. Spartis in an arbitration brought
by Deborah Surrette, a former SSB customer. In that case, the NYSE
Panel, after a 7-day hearing, issued an October 17, 2005 Award dismissing
all of Ms. Surrette’s claim and assessing all of the $20,850
in forum fees against her. Notably, the Panel also ordered the expungement
of the arbitration from Mr. Spartis's regulatory record, stating
that "after 13 hearing sessions, the panel orders that all references
of this arbitration matter be expunged from Philip Spartis' CRD records
as he was not involved in the alleged investment sales practice violation
and the allegations are erroneous." In 2003, Mr. Greenberger
was a member of the Liddle & Robinson team that successfully
defended a client against NYSE regulatory charges (“In the
Matter of X”).
Since 2002, Mr. Greenberger has represented a number of Liddle & Robinson
clients in cases relating to the investigation into Wall Street conflicts
of interest with regard to research analyst ratings and the allocation
of IPO shares. His work on these matters has been commended in, among
other places, Newsweek magazine and the book "Blood on the Street."
Mr. Greenberger received a B.S. from Cornell University in 1996
and a J.D. from the Georgetown University Law Center in 1999. While
at Georgetown, Mr. Greenberger was a member of The Georgetown Journal
of Legal Ethics, and his Note "An Overview of the Ethical Implications
of the Classified Information Procedures Act" was published
by the Journal in Fall 1998. Mr. Greenberger also participated in
Georgetown's Law Students in Court Trial Advocacy Clinical Program.
Mr. Greenberger is a member of the New York State and District of
Columbia Bars, as well as the United States Court of Appeals for
the Second Circuit, and the United States District Courts for the
Southern and Eastern District of New York.